Tackling Financial Services Compliance Head-On
The financial services industry is in a constant state of change — and with every shift, compliance expectations rise. In a recent blog post, FINRA’s CEO outlined key focus areas for the industry, including the need to modernize rules, strengthen oversight, and reduce risk. It’s a timely reminder that as regulations evolve, so must the systems and strategies firms use to manage them.

Shilo Thomas
Product and Solutions Marketing, Data Compliance